Dr. James C. Flagg, CPA
Lowry Mays
College & Graduate School of Business
Department
of Accounting
401 Wehner
Bldg
College
Station, Texas 77843-4353
Phone: 409
845-7607
Fax: 409
845-0028
q Securities Lawyer's Handbook
q
q SEC Manual **
q Introduction to SEC practice
o Sources of Technical Requirements
o Preparation and Filing of the Registration Statement
o Due Diligence and Keeping Current
o Information required to be in Proxy Statement
o Form 8-K
o Form S-1
o Form S-2
o Form S-3
o Reg D
o Reg A
q Management Discussion and Analysis
q References To Independent Accountants In Sec Filings
q Auditor’s legal liability under 33
q Auditor’s legal liability under 34
q S-X
q S-K
**This material is from the PwC Coopers & Lybrand Legacy SEC Manual.